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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
101 N Marshall Ave, Springfield, MN 56087 • United States
419 Main St, Lakefield, MN 56150 • United States
101 Vernon Ave, Morgan, MN 56266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Springfield | MN | 06/1991 | 11/2017 |
| Prairie Plans Asset Management | Springfield | MN | 06/1991 | Present |
| Lpl Financial Llc | Springfield | MN | 11/2017 | Present |
1. 11/16/2017 - PRAIRIE PLANS, INC. - DBA: Prairie Plans Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2. 11/16/2017 - Prairie Plans Agency LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner, Producing Agent - Start Date 10/20/2017 - 20 Hour Per Month/10 Hours During Securities Trading - Life, Health, DI, LTC, Fixed Annuities. 3. 10/15/2018 - Not Investment Related - Home Based - Other-Agriculture--feeding cattle - Start Date: 09/28/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Plan to purchase feeder cattle and raise them to market weight. 4. 7/24/2019 - RED ROCK QUARRY, INC - Not Investment Related - Home Based - Other - Business Owner - SECRETARY & TREASURER - Started 12/01/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 5. 4/29/2020 - Red Rock Farms, LLC - Investment Related - Morton, MN - Business Entity For Tax/Investment Purposes Only - Started 10/02/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Red Rock Farms, LLC will own shares of ethanol plants in Southwest Minnesota. 6) 06/20/2025 - ICA Insurance Services - Investment Related - Insurance Agency - Berthoud, CO - Start Date:06/10/2025 - 10 Hrs/Mth - 7 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-13 |
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