Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
TX RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

101 N Marshall Ave, Springfield, MN 56087 • United States

419 Main St, Lakefield, MN 56150 • United States

101 Vernon Ave, Morgan, MN 56266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Springfield MN 06/1991 11/2017
Prairie Plans Asset Management Springfield MN 06/1991 Present
Lpl Financial Llc Springfield MN 11/2017 Present
  • 06/1991 → 11/2017
    Investment Centers Of America, Inc.
    Springfield, MN
  • 06/1991 → Present
    Prairie Plans Asset Management
    Springfield, MN
  • 11/2017 → Present
    Springfield, MN
Previous Registrations
  • 1999-01-06 → 2017-12-06
    Investment Centers Of America, Inc.
    Springfield, MN
    Springfield, MN
    Lakefield, MN
    Wanda, MN
    Morgan, MN
Other Businesses

1. 11/16/2017 - PRAIRIE PLANS, INC. - DBA: Prairie Plans Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2. 11/16/2017 - Prairie Plans Agency LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner, Producing Agent - Start Date 10/20/2017 - 20 Hour Per Month/10 Hours During Securities Trading - Life, Health, DI, LTC, Fixed Annuities. 3. 10/15/2018 - Not Investment Related - Home Based - Other-Agriculture--feeding cattle - Start Date: 09/28/2018 - 5 Hours Per Month/0 Hours During Securities Trading - Plan to purchase feeder cattle and raise them to market weight. 4. 7/24/2019 - RED ROCK QUARRY, INC - Not Investment Related - Home Based - Other - Business Owner - SECRETARY & TREASURER - Started 12/01/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 5. 4/29/2020 - Red Rock Farms, LLC - Investment Related - Morton, MN - Business Entity For Tax/Investment Purposes Only - Started 10/02/2019 - 5 Hours Per Month/0 Hours During Securities Trading - Red Rock Farms, LLC will own shares of ethanol plants in Southwest Minnesota. 6) 06/20/2025 - ICA Insurance Services - Investment Related - Insurance Agency - Berthoud, CO - Start Date:06/10/2025 - 10 Hrs/Mth - 7 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-09
S63 Uniform Securities Agent State Law Examination 1991-06-13
  • S65 Uniform Investment Adviser Law Examination
    2001-04-09
  • S63 Uniform Securities Agent State Law Examination
    1991-06-13
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Springfield, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor