Daniel Tobias Schmid

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Schmid Financial Services Llc
  Sleepy Eye, MN
• 11/2009 → 02/2018
  Invest Financial Corporation
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Sleepy Eye, MN

Previous Registrations

• 2014-01-31 → 2018-02-14
  Invest Financial Corporation
  Clearwater, FL
  Sleepy Eye, MN

Other Businesses

1. 02/14/2018 - DS PROPERTIES OF SLEEPYEYE, LLC - Not Investment Related - Sleepy Eye, MN - Real Estate Rental - Owner - Start Date 05/2010 - 2 Hours Per Month/1 Hours During Securities Trading - Time Spent 3%. 2. 02/14/2018 - DANEL T. SCHMID, LLC - Investment Related - Non-Variable Insurance - Agent/Owner - Start Date 08/2003. 3. 2/12/2019 - Schmid Financial Services, LLC - DBA: Schmid Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/22/2019 - 160 Hours Per Month During Securities Trading. 4. 7/16/2019 - Sleepy Eye Brewing Company - Not Investment Related - 121 Main Street West, Sleepy Eye, MN 56085 - Other-Business Owner - Started 04/23/2018 - 10 Hours Per Month During Securities Trading. 5. 7/16/2019 - Tommie Johnnie, LLC - investment Related - 140 1st Avenue North, Sleepy Eye, MN 56085 - Real Estate Rental - Started 02/01/2019 - 1 Hours Per Month/0 Hours During Securities Trading. 6. 7/8/2021 - SCHMID FINANCIAL SERVICES LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/08/2003 - 160 Hours Per Month During Securities Trading. 7. 03/12/2024 - Sleepy Eye Brewing Company - Non-Inv Related - Sleepy Eye, MN - Other - Business Owner - Started: 4/23/2018 - 10 Hrs/Mo; 0 Hr During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-07-23

Other Names

• Dan Schmid
• Daniel Tobias Schmid