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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-24 |
Branch Locations
105 Main Street East, Sleepy Eye, MN 56085 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Sleepy Eye | MN | 10/1988 | 01/2024 |
| Avantax Advisory Services | Sleepy Eye | MN | 02/1995 | 01/2024 |
| Mielke Accounting | Sleepy Eye | MN | 01/1990 | Present |
| Lpl Financial Llc | Sleepy Eye | MN | 01/2024 | Present |
1) 01/2024 - Mielke Accounting / Tax Prep/Accounting/CPA / Inv. Related / Sleepy Eye, MN / Start date 01/01/1990 - 160 Hrs per month - 85 % Time Spent 2) 01/2024 - John Mielke Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 3) 01/24/2024 - St John's Lutheran Church Board of Elders - Non-Inv Related - Non-Profit Board Member - Started: 1/1/2021 - 1 hr/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-09-22 |
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