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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company White Plains NY 06/2023 11/2023
Guardian Insurance Company Terrytown NY 02/2023 06/2023
Dimidium Media Pound Ridge NY 01/2017 01/2023
Ibt Media New York NY 01/2016 11/2016
Nylife Securities Llc White Plains NY 06/2023 11/2023
Pruco Securities Llc White Plains NY 01/2024 11/2024
The Prudential Insurance Company Of America White Plains NY 04/2024 Present
Lpl Enterprise, Llc White Plains NY 11/2024 Present
  • 06/2023 → 11/2023
    New York Life Insurance Company
    White Plains, NY
  • 02/2023 → 06/2023
    Guardian Insurance Company
    Terrytown, NY
  • 01/2017 → 01/2023
    Dimidium Media
    Pound Ridge, NY
  • 01/2016 → 11/2016
    Ibt Media
    New York, NY
  • 06/2023 → 11/2023
    Nylife Securities Llc
    White Plains, NY
  • 01/2024 → 11/2024
    White Plains, NY
  • 04/2024 → Present
    The Prudential Insurance Company Of America
    White Plains, NY
  • 11/2024 → Present
    White Plains, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-26
S63 Uniform Securities Agent State Law Examination 2021-03-05
  • S66 Uniform Combined State Law Examination
    2022-05-26
  • S63 Uniform Securities Agent State Law Examination
    2021-03-05

View on SEC IAPD

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