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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-10-16 |
Branch Locations
1980 Festival Plaza Dr Ste 300, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Las Vegas | NV | 11/2022 | 10/2023 |
| World Financial Group, Inc. | Las Vegas | NV | 09/2020 | 10/2023 |
| Draper And Kramer Mortgage | Henderson | NV | 12/2021 | 06/2023 |
| Loandepot | Henderson | NV | 04/2019 | 10/2021 |
| Platinum Home Mortgage | Las Vegas | NV | 10/2018 | 04/2019 |
| Prmg | Las Vegas | NV | 07/2018 | 10/2018 |
| Finance Of America | Las Vegas | NV | 11/2017 | 07/2018 |
| Cross Country Mortgage | Las Vegas | NV | 09/2017 | 11/2017 |
| Nova Home Loans | Las Vegas | NV | 09/2016 | 09/2017 |
| Prosperity Home Loans | Henderson | NV | 10/2021 | 11/2021 |
| Wealthwave | Las Vegas | NV | 02/2023 | 10/2023 |
| Lpl Financial Llc | Las Vegas | NV | 10/2023 | Present |
| Five Star Mortgage | Las Vegas | NV | 06/2023 | 10/2023 |
1) 10/11/2023 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 10/11/2023 - Five Star Mortgage - Mortgage services - NV. 89123 - Investment related - 80 Hours per month - Start date: 06/19/2023. 3) 10/11/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-23 |
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