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Current Employers
Smith Brothers Financial, Llc

68 National Drive, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-18
  • CT RA
    APPROVED
    Since 2025-08-18

Branch Locations

68 National Drive, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 07/2021 10/2022
Fidelity Investments Smithfield RI 10/2022 07/2025
South Windsor Parks And Recreation South Windsor CT 04/2015 08/2019
Topstone Golf Course South Windsor CT 06/2016 08/2017
Bentley University Waltham MA 09/2017 05/2021
Bentley University Waltham MA 09/2020 05/2021
The Hartford Hartford CT 06/2020 08/2020
South Windsor Public Schools South Windsor CT 09/2005 06/2017
Smith Brothers Financial Glastonbury CT 07/2025 Present
Lpl Financial Glastonbury CT 07/2025 Present
  • 07/2021 → 10/2022
    Fidelity Investments
    Merrimack, NH
  • 10/2022 → 07/2025
    Fidelity Investments
    Smithfield, RI
  • 04/2015 → 08/2019
    South Windsor Parks And Recreation
    South Windsor, CT
  • 06/2016 → 08/2017
    Topstone Golf Course
    South Windsor, CT
  • 09/2017 → 05/2021
    Bentley University
    Waltham, MA
  • 09/2020 → 05/2021
    Bentley University
    Waltham, MA
  • 06/2020 → 08/2020
    The Hartford
    Hartford, CT
  • 09/2005 → 06/2017
    South Windsor Public Schools
    South Windsor, CT
  • 07/2025 → Present
    Smith Brothers Financial
    Glastonbury, CT
  • 07/2025 → Present
    Lpl Financial
    Glastonbury, CT
Other Businesses

1- 07/25/2025/ Smith Brothers Financial, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)/Start Date:07/21/2025 /40 hrs mth / 40 hrs during trading. 2) 08/20/2025 - Smith Brothers Financial, LLC - Investment Related - Registered Investment Advisor Hybrid - At reported business location(s) - Start Date:07/21/2025 - 160 Hrs/Mth - 40 Hrs During Trading.I provide investment advisory services through Smith Brothers Financial, LLC, an independent investment advisor firm. I started this business activity in 07/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-16
S63 Uniform Securities Agent State Law Examination 2023-01-13
  • S65 Uniform Investment Adviser Law Examination
    2025-08-16
  • S63 Uniform Securities Agent State Law Examination
    2023-01-13
Other Names
  • Matthew Alan Mulcahy
  • Matty Mulcahy
  • Matthew Mulcahy

View on SEC IAPD

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