Inactive

Carlos Ferreira

Hightower Advisors, LLC

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Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-02-27

MA RA
APPROVED

Since 2023-02-27

Branch Locations

12 Waltham St, Lexington, MA 02421 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Street Bank And Trust	Boston	MA	08/2008	Present
Hightower Advisors	Lexington	MA	09/2022	Present

08/2008 → Present

State Street Bank And Trust

Boston, MA
09/2022 → Present

Hightower Advisors

Lexington, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-27

S65 Uniform Investment Adviser Law Examination

2023-01-27

View on SEC IAPD

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