Spencer Norman Betts

Current Employers

Employment History

• 10/2000 → 09/2020
  Lpl Financial Llc
  Lexington, MA
• 09/2012 → 03/2023
  Bickling Financial Services, Inc.
  Lexington, MA
• 10/2013 → 07/2019
  Dietz & Lynch Capital
  Lexington, MA
• 09/2020 → 03/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 03/2023 → Present
  Hightower
  Chicago, IL

Previous Registrations

• 2005-06-24 → 2023-04-21
  Bickling Financial Services, Inc.
  Lexington, MA
• 2006-01-06 → 2020-10-21
  Lpl Financial Llc
  Lexington, MA
  Lexington, MA
  South Easton, MA
• 2013-10-07 → 2014-12-31
  Dietz & Lynch Capital
  Lexington, MA

Other Businesses

1) BICKLING FINANCIAL SERVICES, INC. INVESTMENT RELATED BUSINESS. LOCATED AT 35 BEDFORD STREET, SUITE 15, LEXINGTON MA 02420. ENTITY THAT OWNS OUR CLIENT RELATIONSHIPS. ALL OUR ADVISORY AGREEMENTS ARE BETWEEN BICKLING FINANCIAL SERVICES, INC AND THE CLIENTS. TITLE IS PARTIAL OWNER. STARTED 01/2016. 35 HRS/MO DEVOTED - 35 DURING TRADING. DUTIES ARE FINANCIAL ADVISORY AND MANAGE CLIENT ASSETS, I DO FULL SERVICES FINANCIAL PLANNING AND I AM THE CURRENT CCO. 2) WELD GREELY, LLC. NOT INVESTMENT RELATED. LOCATED AT 35 BEDFORD STREET, SUITE 15, LEXINGTON MA 02420. REAL-ESTATE BUSINESS. TITLE IS PARTIAL OWNER. STARTED 11/2017. 1 HR/MO DEVOTED - 1 DURING TRADING. DUTIES ARE THIS IS LLC OFFICE FOR HOLDING OUR OFFICE REAL ESTATE. THIS IS JUST FOR OUR BUSINESS AND WE DO NOT OWN ANY REAL-ESTATE THAT WENT TO UNRELATED PARTIES. 3)FIXED INSURANCE. NOT INVESTMENT RELATED. LOCATED AT 35 BEDFORD STREET, SUITE 15, LEXINGTON MA 002420. FIXED/TRADITIONAL BUSINESS. TITLE IS AGENT. STARTED 09/2020. 4 HRS/MO DEVOTED - 0 DURING TRADING. DUTIES ARE THE SALES OF FIXED/TRADITIONAL INSURANCE PRODUCTS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-01-25

Designations