Thomas Joseph Ouellette

Current Employers

Employment History

• 11/2015 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2017 → Present
  Ouellette Wealth Advisory, Llc
  Lexington, MA
• 08/2024 → 04/2025
  Osaic Wealth, Inc.
  Lexington, MA
• 04/2025 → Present
  Private Client Services
  Lexington, MA

Previous Registrations

• 2015-11-20 → 2018-04-02
  Triad Advisors Llc
  Lexington, MA
  Atlanta, GA
  Lexington, MA
• 2006-02-21 → 2015-11-20
  Lpl Financial Llc
  Lexington, MA

Other Businesses

1) CLO Reality, LLC. 35 Bedford Street, Suite #16, Lexington, MA 02420. Owning and operating real estate at 35 Bedford Street, Lexington, MA, Suites 13, 14 and 16. Paying bills for real estate including utilities, taxes, managing member. 1 hr/mo; 1 during trading hrs. Not investment related. 2) The Liberties Condominium Trust. 35 Bedford Street, Suite #16, Lexington, MA 02420. Trust established by unit owners of the Liberties Condominium for the purposes of maintaining, managing, regulating and preserving common. Have the authority to perform actions associated with maintenance management and regulation and preservation of common areas w/in the trustee. 5 hrs/mo; 5 during trading hrs. Not investment related. 3) Thomas J. Ouellette. 35 Bedford Street, Suite #16, Lexington, MA 02420. Selling fixed life, disability and long-term care insurance, producer/broker. Selling fixed annuities, life, disability and long-term care with GBA & quot; Bulbrook, Drislain & quot, Highland. 10 hrs/mo; 1 during trading hrs. Not investment related. 4) Oullette Wealth Advisory LLC. 35 Bedford St, Suite 16, Lexington, MA 02420. RIA. Chief Compliance Officer.160 hrs/mo; 130 during trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-02-20
• S63 Uniform Securities Agent State Law Examination
  1993-10-01

Other Names

• Tom Ouellette