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John William Bullock

LPl Financial LLC

Lexington, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-22
TX RA APPROVED_RES 2021-07-21
  • MA RA
    APPROVED
    Since 2021-07-22
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

33 Bedford St Suite 9, Lexington, MA 02420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Woburn MA 01/2016 08/2017
Mml Investors Service, Llc Wakefield MA 08/2017 03/2019
Waddell & Reed, Inc. Woburn MA 04/2019 07/2021
Christopher Pazienza Woburn MA 04/2019 07/2021
Horizon Wealth Partners, Llc Woburn MA 07/2019 07/2021
Baystate Financial Wakefield MA 08/2017 07/2021
Various Insurance Carriers For W&R Insurance Agencies Littleton MA 04/2019 07/2021
Citizens Investment Services Woburn MA 01/2016 08/2017
Lpl Financial Llc Woburn MA 07/2021 Present
  • 01/2016 → 08/2017
    Woburn, MA
  • 08/2017 → 03/2019
    Mml Investors Service, Llc
    Wakefield, MA
  • 04/2019 → 07/2021
    Waddell & Reed, Inc.
    Woburn, MA
  • 04/2019 → 07/2021
    Christopher Pazienza
    Woburn, MA
  • 07/2019 → 07/2021
    Horizon Wealth Partners, Llc
    Woburn, MA
  • 08/2017 → 07/2021
    Baystate Financial
    Wakefield, MA
  • 04/2019 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Littleton, MA
  • 01/2016 → 08/2017
    Citizens Investment Services
    Woburn, MA
  • 07/2021 → Present
    Woburn, MA
Previous Registrations
  • 2019-04-04 → 2021-07-21
    Waddell & Reed
    Woburn, MA
    Hamden, CT
  • 2016-03-17 → 2017-08-15
    Woburn, MA
    Stoneham, MA
    Woburn, MA
    Woburn, MA
    Woburn, MA
    Woburn, MA
    Burlington, MA
Other Businesses

1. 9/2019 - DBA for LPL Business (entity for LPL business) - Horizon Wealth Partners - Investment Related - Woburn, MA 01801 2. 10/05/2022 - Horizon Realty, LLC - Investment Related - Lexington MA 02420 - Real Estate Rental - Start Date - 09/15/2022 - 5 Hours Per Month/0 Hours During Securities Trading 3. 09/03/2024 - Memento Mori Corporation of America - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/01/2024 - 10 Hours per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-16
S63 Uniform Securities Agent State Law Examination 2015-07-20
  • S65 Uniform Investment Adviser Law Examination
    2016-03-16
  • S63 Uniform Securities Agent State Law Examination
    2015-07-20
Other Names
  • John Bullock
  • John William Bullock

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