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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Woburn | MA | 01/2016 | 08/2017 |
| Mml Investors Service, Llc | Wakefield | MA | 08/2017 | 03/2019 |
| Waddell & Reed, Inc. | Woburn | MA | 04/2019 | 07/2021 |
| Christopher Pazienza | Woburn | MA | 04/2019 | 07/2021 |
| Horizon Wealth Partners, Llc | Woburn | MA | 07/2019 | 07/2021 |
| Baystate Financial | Wakefield | MA | 08/2017 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Littleton | MA | 04/2019 | 07/2021 |
| Citizens Investment Services | Woburn | MA | 01/2016 | 08/2017 |
| Lpl Financial Llc | Woburn | MA | 07/2021 | Present |
1. 9/2019 - DBA for LPL Business (entity for LPL business) - Horizon Wealth Partners - Investment Related - Woburn, MA 01801 2. 10/05/2022 - Horizon Realty, LLC - Investment Related - Lexington MA 02420 - Real Estate Rental - Start Date - 09/15/2022 - 5 Hours Per Month/0 Hours During Securities Trading 3. 09/03/2024 - Memento Mori Corporation of America - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 01/01/2024 - 10 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-20 |
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