Patrick Jeremiah Carpenter

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-07-11
MA	RA	APPROVED	2021-07-22
TX	RA	APPROVED_RES	2021-07-21

NH RA
APPROVED

Since 2026-07-11
MA RA
APPROVED

Since 2021-07-22
TX RA
APPROVED_RES

Since 2021-07-21

Branch Locations

9 River St, Ste 119, Dover, NH 03820 • United States

33 Bedford St Suite 9, Lexington, MA 02420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Woburn	MA	09/2009	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Woburn	MA	12/2009	07/2021
Christopher Pazienza	Woburn	MA	01/2014	07/2021
Horizon Wealth Partners, Inc	Woburn	MA	01/2014	07/2021
Lpl Financial Llc	Woburn	MA	07/2021	Present

09/2009 → 07/2021

Waddell & Reed, Inc.

Woburn, MA
12/2009 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Woburn, MA
01/2014 → 07/2021

Christopher Pazienza

Woburn, MA
01/2014 → 07/2021

Horizon Wealth Partners, Inc

Woburn, MA
07/2021 → Present

Lpl Financial Llc

Woburn, MA

Previous Registrations

2010-08-30 → 2021-07-21

Waddell & Reed

Dover, MA

Woburn, MA

Hamden, CT

Other Businesses

1. 12/09-PRESENT, VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES, WOBURN MA, INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT. 2. 09/23/2022 - Horizon Realty, LLC - Investment Related - Lexington MA - Real Estate Rental - Start Date - 09/15/2022 - 5 Hours Per Month/0 Hours During Securities Trading 3. 07/16/2024 - Exeter Holdings, Inc - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading 4. 07/16/2024 - Horizon Wealth Partners, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 10 Hours Per Month/ 5 Hours During Trading 5. 12/04/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 11/22/2024 - 0 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-19
S63	Uniform Securities Agent State Law Examination	2009-12-09

S65 Uniform Investment Adviser Law Examination

2010-08-19
S63 Uniform Securities Agent State Law Examination

2009-12-09

Designations

Other Names

Patrick Carpenter

View on SEC IAPD