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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Woburn | MA | 09/2010 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Winchester | MA | 11/2010 | 07/2021 |
| Christopher Pazienza | Woburn | MA | 01/2011 | 07/2021 |
| Horizon Wealth Partners, Inc | Woburn | MA | 05/2013 | 07/2021 |
| Lpl Financial Llc | Woburn | MA | 07/2021 | Present |
1) 09/23/2022 - Horizon Realty, LLC - Investment Related - Lexington, MA - Real Estate Rental - Start Date - 09/15/2022 - 4 Hours Per Month/0 Hours During Securities Trading 2) 07/29/2024 - MJM SUNSET INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 10 Hours per Month/ During Trading 3) 07/29/2024 - Horizon Wealth Partners - DBA for LPL Business (entity for LPL business) - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-20 |
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-12 |
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