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Jennifer Mary Mccarthy

LPl Financial LLC

Lexington, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-22
TX RA APPROVED 2021-07-21
  • MA RA
    APPROVED
    Since 2021-07-22
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

33 Bedford St Suite 9, Lexington, MA 02420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Woburn MA 09/2010 07/2021
Various Insurance Carriers For W & R Insurance Agencies Winchester MA 11/2010 07/2021
Christopher Pazienza Woburn MA 01/2011 07/2021
Horizon Wealth Partners, Inc Woburn MA 05/2013 07/2021
Lpl Financial Llc Woburn MA 07/2021 Present
  • 09/2010 → 07/2021
    Waddell & Reed, Inc.
    Woburn, MA
  • 11/2010 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Winchester, MA
  • 01/2011 → 07/2021
    Christopher Pazienza
    Woburn, MA
  • 05/2013 → 07/2021
    Horizon Wealth Partners, Inc
    Woburn, MA
  • 07/2021 → Present
    Woburn, MA
Previous Registrations
  • 2011-01-12 → 2021-07-21
    Waddell & Reed
    Dover, MA
    Woburn, MA
    Hamden, CT
  • 2006-04-20 → 2010-09-10
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2005-06-30 → 2006-04-20
    Amundi Asset Management Us, Inc.
    Boston, MA
Other Businesses

1) 09/23/2022 - Horizon Realty, LLC - Investment Related - Lexington, MA - Real Estate Rental - Start Date - 09/15/2022 - 4 Hours Per Month/0 Hours During Securities Trading 2) 07/29/2024 - MJM SUNSET INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 10 Hours per Month/ During Trading 3) 07/29/2024 - Horizon Wealth Partners - DBA for LPL Business (entity for LPL business) - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours per Month/ 40 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
S65 Uniform Investment Adviser Law Examination 1999-09-21
S63 Uniform Securities Agent State Law Examination 1999-05-12
  • S66 Uniform Combined State Law Examination
    2005-09-20
  • S65 Uniform Investment Adviser Law Examination
    1999-09-21
  • S63 Uniform Securities Agent State Law Examination
    1999-05-12
Other Names
  • Jennifer Mary Mccarthy
  • Jennifer Mary Connolly
  • Jennifer M Mccarthy
  • Jennifer Mccarthy

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