Best Investors Account Sign in

Sathita Kerdpongvanich

Transamerica Financial Advisors, LLC

Pasadena, CA

Claim This Profile
Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-25
  • CA RA
    APPROVED
    Since 2023-10-25

Branch Locations

680 E Colorado Blvd Ste 2100, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Pasadena CA 09/2022 Present
World Financial Group, Inc. Pasadena CA 11/2019 Present
Student Cambridge MA 08/2017 10/2019
Travel Bangkok 07/2016 08/2017
  • 09/2022 → Present
    Transamerica Financial Advisors, Inc
    Pasadena, CA
  • 11/2019 → Present
    World Financial Group, Inc.
    Pasadena, CA
  • 08/2017 → 10/2019
    Student
    Cambridge, MA
  • 07/2016 → 08/2017
    Travel
    Bangkok
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-25
S63 Uniform Securities Agent State Law Examination 2023-05-10
  • S65 Uniform Investment Adviser Law Examination
    2023-10-25
  • S63 Uniform Securities Agent State Law Examination
    2023-05-10

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor