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Devyn Lisa-Amber Duex

Captrust

Santa Barbara, CA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-12-07
  • CA RA
    APPROVED
    Since 2015-12-07

Branch Locations

1900 State Street Suite D, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pensionmark Financial Group, Llc Santa Barbara CA 05/2015 12/2020
Capfinancial Securities Llc Raleigh NC 05/2015 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 12/2015 Present
  • 05/2015 → 12/2020
    Pensionmark Financial Group, Llc
    Santa Barbara, CA
  • 05/2015 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 12/2015 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Other Businesses

1) Name: Nebula Dance Lab; Investment-Related: No, Address: Santa Barbara, CA, Founder, President, and Artistic Director for Non-Profit Dance Company, Start Date 5/2010; Approx 24 hours/month; Occasionally during trading hours, but mainly evenings and weekends. 2) Name: Devyn Duex, Investment-Related: No., Address: private residence, Nature: Performer/Model, SAG Card, Position/Title: Performer, Start: 05/03/1999, Hours/Month: 0.5, Hours during Market Hours: 0, Duties: performance art 3) Name: Retirement Advisor Council; Investment-Related: No; Plan Advisor Org ; Member ; Start;1/1/24 ; Hours/Month: 2; Hours during Market Hours: 2; Duties: Attend meetings 4) Name: The National Association of Plan Advisors. Address: https://www.napa-net.org/. Not Investment Related. Nature: Professional Networking. Position/Title: Leadership Council member. Start: 03/31/2023. Hours/Month: 3. Hours during Market Hours: 1, Duties: volunteer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-03
S63 Uniform Securities Agent State Law Examination 2006-08-04
  • S65 Uniform Investment Adviser Law Examination
    2009-12-03
  • S63 Uniform Securities Agent State Law Examination
    2006-08-04
Other Names
  • Lisa Witthuhn
  • Devyn L-W Seegers
  • Devon Duex
  • Devyn Duex

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