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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-02-28 |
Branch Locations
421 Benjamin Lane, Suite 101, Louisville, KY 40222 • United States
421 Benjamin Lane, Suite 101, Louisville, KY 40222 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Louisville | KY | 09/2022 | 02/2024 |
| Alla Famiglia Llc Dba Mercato Italiano | Prospect | KY | 05/2018 | 08/2022 |
| C&P Real Estate Llc | Louisville | KY | 06/2012 | 02/2024 |
| Scs Mgmt Llc | Louisville | KY | 09/2022 | 02/2024 |
| Lpl Financial Llc | Louisville | KY | 02/2024 | Present |
1) 02/2024 - C & P Real Estate LLC / Outside/W-2 Employment / Not Inv. Related / Louisville, KY / Start date 06/01/2012 - 20 Hrs per month - 5 % Time Spent 2) 02/2024 - Somnio Wealth/ DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100 % Time Spent 3)02/2024 - Somnio FinanciaI/DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-29 |
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