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Michelle E Garcia

LPl Financial LLC

Santa Ana, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-20
  • CA RA
    APPROVED
    Since 2025-08-20

Branch Locations

2115 N Broadway, Santa Ana, CA 92706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schoolsfirst Federal Credit Union Tustin CA 03/1999 Present
Lpl Financial Llc Tustin CA 09/2022 Present
  • 03/1999 → Present
    Schoolsfirst Federal Credit Union
    Tustin, CA
  • 09/2022 → Present
    Tustin, CA
Other Businesses

1- 03/2024 / Schools First Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-19
  • S66 Uniform Combined State Law Examination
    2025-08-19
Other Names
  • Michelle E. Schlueter

View on SEC IAPD

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