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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-12-10 |
Branch Locations
3390 Pilot Knob Rd, Eagan, MN 55121 • United States
90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington National Bank | Burnsville | MN | 09/2021 | 07/2023 |
| Bl Worldwide | Edina | MN | 06/2019 | 05/2021 |
| City Of Edina | Edina | MN | 09/2019 | 08/2020 |
| Pr's Sports Bar | Apple Valley | MN | 09/2018 | 03/2019 |
| Rascal's Bar And Grill | Apple Valley | MN | 11/2018 | 02/2019 |
| Holiday Gas Station | Bumsvllle | MN | 10/2018 | 11/2018 |
| Your Home Improvement Company | Apple Valley | MN | 06/2018 | 07/2018 |
| Sanford Health | Fargo | ND | 03/2015 | 07/2017 |
| Ace Tutoring (North Dakota State University) | Fargo | ND | 01/2016 | 06/2017 |
| North Dakota State University | Fargo | ND | 08/2016 | 07/2017 |
| Ups | Eagan | MN | 07/2021 | 07/2021 |
| The Huntington Investment Company | Burnsville | MN | 09/2022 | 07/2023 |
| The Herd & Horns Sports Bar | Fargo | ND | 05/2017 | 05/2017 |
| University Of North Dakota | Grand Forks | ND | 08/2017 | 05/2018 |
| Unemployed | Apple Valley | MN | 03/2019 | 06/2019 |
| Jpmorgan Chase Bank, N.A. | Woodbury | MN | 07/2023 | 11/2024 |
| J.P. Morgan Securities Llc | Woodbury | MN | 07/2023 | 11/2024 |
| Unemployed | Apple Valley | MN | 08/2018 | 08/2018 |
| Unemployed | Apple Valley | MN | 06/2021 | 06/2021 |
| Unemployed | Eagan | MN | 08/2021 | 08/2021 |
| Wells Fargo Clearing Services, Llc | Eagan | MN | 11/2024 | Present |
| Wells Fargo Bank, Na | Eagan | MN | 11/2024 | Present |
NOVAWORKS LLC ; INV RELATED; EAGAN, MN; HOME IMPROVEMENT;100% OWNERSHIP; START DATE: 09/05/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; | DOORDASH ; NOT INV RELATED; SAN FRANCISCO, CA; FOOD AND GOODS DELIVERY; DRIVER; START DATE: 11/19/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-02 |
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