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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Virginia Chance School | Louisville | KY | 08/2021 | Present |
| Kentucky Country Day School | Louisville | KY | 08/2021 | Present |
| Fenwick Partners, Llc | Louisville | KY | 08/2022 | Present |
| Robert Louis Stevenson School | Pebble Beach | CA | 08/2013 | 07/2021 |
| Nylife Securities Llc. | Louisville | KY | 05/2023 | Present |
| Fenwick Partners, Llc | Louisville | KY | 07/2023 | Present |
| Eagle Strategies Llc | Louisville | KY | 01/2025 | Present |
[Virginia Chance School; My contract as a teacher ends at the end of July, 2023. I am not performing duties during the summer months, but will be paid through the end of July.; 4200 Lime Kiln Lane, Louisville, KY 40222; non-investment related; 0 hours; salary] [OPERATING UNDER THE DBA NAME OF FENWICK PARTNERS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; LOUISVILLE KY; START DATE: 07/2023] [YMCA Louisville; I will be coaching 5 and 6 year olds playing basketball.; 3701 Old Brownsboro Road, Louisville, KY 40207; Start Date 11/2023; Role/Title: Volunteer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [i9 Sports ; Volunteer coach for 6-year-old flag football; 3000 Freys Hill Rd Louisville, Kentucky 40241; Start Date 04/2024; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; Volunteer coach] [St. Matthews Baseball ; Volunteer T-ball coach. Coaching 4 and 5 year olds in a recreational tee ball league for the organization St. Matthews Baseball; 310 Ten Pin Lane, Louisville, KY, 40206; Start Date 04/2024; Role/Title: Volunteer; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours; Volunteer Coach][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 4175 Westport Road, STE 107, Louisville, KY 40207; Start Date 06/2023; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 20 hours per month during securities trading hours][Estate Planning Council of Metro Louisville; The estate planning council is a collection of professionals that meets quarterly for continued education around topics in the world of estate planning.; 500 W. Jefferson Street, Suite 2400, Louisville, KY 4020; Start Date 10/2025; Role/Title: Board Member; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; assist in planning events and speakers]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-01 |
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