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Alexander Caubet

Charles Schwab & Co., Inc.

Bee Cave, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-19
  • TX RA
    APPROVED
    Since 2025-12-19

Branch Locations

12532 Fm 2244, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Austin TX 09/2020 06/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Auburn WA 06/2022 12/2025
N/A Phuket 01/2020 03/2020
N/A Boulder CO 03/2020 09/2020
Us Bank Boulder CO 05/2018 10/2019
University Of Colorado Boulder Boulder CO 05/2014 05/2018
N/A Newtown PA 11/2019 01/2020
Bank Of America, N.A. Auburn WA 08/2022 12/2025
Charles Schwab & Co., Inc. Austin TX 12/2025 Present
Charles Schwab Bank, Ssb Austin TX 12/2025 Present
  • 09/2020 → 06/2022
    Bank Of America
    Austin, TX
  • 06/2022 → 12/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Auburn, WA
  • 01/2020 → 03/2020
    N/A
    Phuket
  • 03/2020 → 09/2020
    N/A
    Boulder, CO
  • 05/2018 → 10/2019
    Us Bank
    Boulder, CO
  • 05/2014 → 05/2018
    University Of Colorado Boulder
    Boulder, CO
  • 11/2019 → 01/2020
    N/A
    Newtown, PA
  • 08/2022 → 12/2025
    Bank Of America, N.A.
    Auburn, WA
  • 12/2025 → Present
    Charles Schwab & Co., Inc.
    Austin, TX
  • 12/2025 → Present
    Charles Schwab Bank, Ssb
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
  • S66 Uniform Combined State Law Examination
    2022-10-31
Other Names
  • Alex Caubet

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · BEE CAVE, TX
&PARTNERS · Bee Cave, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEE CAVE, TX
CHIMNEY ROCK EQUITY PARTNERS · AUSTIN, TX
COMPENDIUM WEALTH ADVISORS, LLC · AUSTIN, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bee Cave, TX
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