Best Investors Account Sign in

Ritchy Guy Scoggin

Wells Fargo Clearing Services, LLC

Bee Cave, TX

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-11-29
  • TX RA
    APPROVED
    Since 2007-11-29

Branch Locations

13215 Bee Cave Pkwy Ste 150, Bldg A, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Wood Walker, Inc. Austin TX 04/2001 Present
Wells Fargo Advisors Llc Austin TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Austin TX 11/2016 Present
  • 04/2001 → Present
    Legg Mason Wood Walker, Inc.
    Austin , TX
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Austin, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Austin, TX
Previous Registrations
  • 2003-08-08 → 2007-12-10
    Ubs Financial Services Inc.
    Austin, TX
    Austin, TX
  • 2001-04-12 → 2003-08-14
    Legg Mason Wood Walker, Incorporated
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-11
  • S66 Uniform Combined State Law Examination
    1999-01-11
Other Names
  • Ritchy G Scoggin

View on SEC IAPD

Other Firms

&PARTNERS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHIMNEY ROCK EQUITY PARTNERS
COMPENDIUM WEALTH ADVISORS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
PEAK ROCK CAPITAL LLC
SANCTUARY ADVISORS, LLC

Other Investors

CHERI D HARTMAN
David Nicolas Gonzaga
AMIT BATTISH
JOSEPH ANTON JERMAN
NATIA RAGE
BRIAN DANIEL WIESE
ASHLEY NICOLE PIGG
THOMAS CHAD LLOYD

Other Offices

&PARTNERS · Bee Cave, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEE CAVE, TX
CHIMNEY ROCK EQUITY PARTNERS · AUSTIN, TX
COMPENDIUM WEALTH ADVISORS, LLC · AUSTIN, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bee Cave, TX
LPL FINANCIAL LLC · BEE CAVE, TX
PEAK ROCK CAPITAL LLC · AUSTIN, TX
SANCTUARY ADVISORS, LLC · Austin, TX

More in Bee Cave, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor