David Nicolas Gonzaga

Current Employers

Employment History

• 01/2014 → 10/2016
  Raymond James Financial Services, Inc
  Austin, TX
• 01/2014 → 01/2017
  Cls Partners Retirement Services
  Austin, TX
• 03/2017 → 06/2021
  Kestra Financial, Inc.
  Austin, TX
• 08/2021 → 10/2021
  Edward Jones
  St Louis, MO
• 03/2017 → 08/2021
  Arthur J Gallagher
  Houston, TX
• 10/2021 → 05/2024
  Rocket Dollar Inc.
  Austin, TX
• 05/2024 → 01/2026
  Pensionmark Securities
  Santa Barbara, CA
• 05/2024 → 01/2026
  Pensionmark Financial Group
  Santa Barbara, CA
• 10/2025 → 01/2026
  World Investments, Inc.
  Austin, TX
• 01/2026 → Present
  Wells Fargo Clearing Services, Llc
  Bee Cave, TX

Previous Registrations

• 2024-06-24 → 2026-01-08
  World Investment Advisors, Llc
  Austin, TX
• 2021-08-09 → 2021-10-12
  Edward Jones
  Leander, TX
  St Louis, MO
• 2017-03-30 → 2021-07-23
  Kestra Advisory Services, Llc
  Houston, TX
  Austin, TX
• 2016-10-21 → 2017-03-30
  Cls Partners Retirement Services
  Austin, TX
• 2014-01-09 → 2016-11-01
  Raymond James Financial Services Advisors, Inc
  Austin, TX
  Austin, TX
• 2008-10-22 → 2014-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 2008-07-24 → 2008-10-16
  Morgan Stanley & Co. Llc
  Austin, TX
• 2007-11-13 → 2008-07-24
  Ubs Financial Services Inc.
  Austin, TX

Other Businesses

1. Quiq Bean Drop, LLC dba Quiqbean; Non-Investment Related; Leander, TX 78641; Retail and product related, meant for kitchen use and coffee capsule refill system; 5/7/2024; 10 hours per month; 0 hours during trading hours; I am the owner and founder, my duty is to hire independent contract employees to design the product and engage with supply and manufacturing. I do not do very much at all right now regarding the design, it only takes an hour every couple of weeks to review.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-06-24
• S63 Uniform Securities Agent State Law Examination
  2006-06-19

Other Names

• David N Gonzaga
• Nick N Gonzaga
• David N Gonzaga