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Amit Battish

Wells Fargo Clearing Services, LLC

Bee Cave, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-09
  • TX RA
    APPROVED_RES
    Since 2025-09-09

Branch Locations

13215 Bee Cave Pkwy Ste 150, Bldg A, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 02/2017
Morgan Stanley South Jordan UT 02/2017 08/2017
Ameriprise Financial Services Inc Henderson NV 01/2018 10/2018
Unemployed West Jordan UT 08/2017 01/2018
Wells Fargo Clearing Services, Llc Beverly Hills CA 01/2019 08/2021
Unemployed Las Vegas NV 10/2018 01/2019
Fidelity Investments Brea CA 08/2021 01/2025
Wells Fargo Clearing Services, Llc Austin TX 09/2025 Present
Umemployed Brea CA 01/2025 09/2025
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → 02/2017
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
  • 02/2017 → 08/2017
    Morgan Stanley
    South Jordan, UT
  • 01/2018 → 10/2018
    Ameriprise Financial Services Inc
    Henderson, NV
  • 08/2017 → 01/2018
    Unemployed
    West Jordan, UT
  • 01/2019 → 08/2021
    Wells Fargo Clearing Services, Llc
    Beverly Hills, CA
  • 10/2018 → 01/2019
    Unemployed
    Las Vegas, NV
  • 08/2021 → 01/2025
    Fidelity Investments
    Brea, CA
  • 09/2025 → Present
    Wells Fargo Clearing Services, Llc
    Austin, TX
  • 01/2025 → 09/2025
    Umemployed
    Brea, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-12-10
  • S63 Uniform Securities Agent State Law Examination
    2007-12-10

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEE CAVE, TX
CHIMNEY ROCK EQUITY PARTNERS · AUSTIN, TX
COMPENDIUM WEALTH ADVISORS, LLC · AUSTIN, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bee Cave, TX
LPL FINANCIAL LLC · BEE CAVE, TX
PEAK ROCK CAPITAL LLC · AUSTIN, TX
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