Joseph Anton Jerman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 11/2009 → Present
  Bank Of America, N.A.
  Austin, TX
• 06/2019 → Present
  Wells Fargo Clearing Services Llc
  Bee Cave, TX

Previous Registrations

• 2009-10-23 → 2019-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
  Austin, TX
• 2008-03-28 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Austin, TX
• 2007-06-25 → 2008-03-31
  Wells Fargo Investments, Llc
  Georgetown, TX

Other Businesses

RENTAL PROPERTY, INVT RELATED, AUSTIN, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 3/1/2009, 0 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL INCOME

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-22
• S63 Uniform Securities Agent State Law Examination
  2006-08-11

Other Names

• Joe Anton Jerman