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Brian Daniel Wiese

Wells Fargo Clearing Services, LLC

Bee Cave, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-17
TX RA APPROVED 2020-07-16
  • CA RA
    APPROVED
    Since 2020-07-17
  • TX RA
    APPROVED
    Since 2020-07-16

Branch Locations

13215 Bee Cave Pkwy Ste 150, Bldg A, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Austin TX 02/2012 07/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2020
Wells Fargo Clearing Services, Llc Austin TX 07/2020 Present
Morgan Stanley Private Bank, N.A New York NY 03/2018 07/2020
  • 02/2012 → 07/2020
    Morgan Stanley
    Austin, TX
  • 01/2015 → 07/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2020 → Present
    Wells Fargo Clearing Services, Llc
    Austin, TX
  • 03/2018 → 07/2020
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-10
  • S66 Uniform Combined State Law Examination
    2006-03-10
Other Names
  • Brian Daniel Wiese
  • Brian Daniel Wiese
  • Brian Wiese, Crpc
  • Brian Wiese
  • Brian D Wiese

View on SEC IAPD

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&PARTNERS · Bee Cave, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEE CAVE, TX
CHIMNEY ROCK EQUITY PARTNERS · AUSTIN, TX
COMPENDIUM WEALTH ADVISORS, LLC · AUSTIN, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bee Cave, TX
LPL FINANCIAL LLC · BEE CAVE, TX
PEAK ROCK CAPITAL LLC · AUSTIN, TX
SANCTUARY ADVISORS, LLC · Austin, TX

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