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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-10-12 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Trotter & Morton | Lacey | WA | 01/2016 | 05/2018 |
| School Specialty Llc | Greenville | WI | 05/2018 | 08/2021 |
| The Big Door Company | Issaquah | WA | 06/2021 | 05/2022 |
| Planmember Securities Corporation | Carpinteria | CA | 08/2022 | Present |
| Ascent Financial | Lacey | WA | 10/2022 | Present |
| Door Dash Delivery | Lacey | WA | 09/2023 | 12/2023 |
1)ASCENT FINANCIAL; 5925 58th Ave SE, Lacey WA 98513, United States; START DATE: 10/26/2022; Financial Advisor; Securities and Insurance Sales and Service; hrs/mo 174; hrs/mo during trading 174; IR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-12 |
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