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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-12-03
  • CA RA
    APPROVED
    Since 2003-12-03

Branch Locations

6187 Carpinteria Avenue, Carpinteria, CA 93013 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairfield Associates Fairfield IA 08/1986 Present
Unicity Network Fairfield IA 10/1995 Present
Planmember Securities Corporation Carpinteria CA 12/2003 Present
Rincon Fitness Usa Llc Carpinteria CA 10/2017 09/2023
  • 08/1986 → Present
    Fairfield Associates
    Fairfield, IA
  • 10/1995 → Present
    Unicity Network
    Fairfield, IA
  • 12/2003 → Present
    Carpinteria, CA
  • 10/2017 → 09/2023
    Rincon Fitness Usa Llc
    Carpinteria, CA
Previous Registrations
  • 2003-03-11 → 2003-12-04
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1)UNICITY NETWORK; 5234 EL CARRO, CARPINTERIA, CA; DIRECT SALES OF HEALTHCARE PRODUCTS; INDEPENDENT DISTRIBUTOR SINCE 10/95; 0-1 HRS/MONTH DEVOTED TO BUSINESS; 0 DURING TRADING; NIR. (2)PARTNERSHIP (CEASED PARTNERSHIP ACTIVITY UNITED SOIL TECHNOLOGIES LTD. I & II GENERAL PARTNER OF TWO LIMITED PARTNERSHIPS, 5234 EL CARRO, CARPINTERIA, CA, 93013 STARTED 12/1983; 0 HOURS, NIR 3)BE HAPPILY MARRIED ENTERPRISE; 5234 EL CARRO, CARPINTERIA, CA, 93013; MARRIAGE EDUCATION; START 12/01/2007;FOUNDER/OWNER; 20HRS/MO; ZERO DURING TRADING HRS;COMPENSATED BY FEE FROM WORKSHOP ATTENDEES;NIR 4)LEADER OF WORKSHOPS ON "RELATIONSHIPS"; 5234 EL CARRO, CARPINTERIA, CA, 93013 START 8/2009; 10HRS/MO;0/TRADING; NIR. 5)PAX PROGRAMS,INC. 5234 EL CARRO, CARPINTERIA, CA, 93013. START1/1/2011 WORKSHOP LEADER IMPROVING RELATIONSHIPS BETWEEN MEN AND WOMEN;15HRS/MO;0 DUIRING TRADING;NON- INVESTMENT-RELATED, 6)TERM LIFE INSURANCE 5234 EL CARRO, CARPINTERIA, CA, 93013 START 2004, 3HRS/MO;0 DUIRING TRADING, NON- INVESTMENT-RELATED 7) KEVIN TWOHY - NERIUM; 5234 EL CARRO, CARPINTERIA, CA, 93013 PROPRIETOR; START 5/2012; NETWORK MARKETING; SALES OF HEALTH PRODUCTS; 15 HRS/MONTH; 0 HRS/MONTH DURING TRADING; NIR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-25
S63 Uniform Securities Agent State Law Examination 1985-08-08
  • S66 Uniform Combined State Law Examination
    2003-02-25
  • S63 Uniform Securities Agent State Law Examination
    1985-08-08

View on SEC IAPD

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