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Rachael Lynn Schaffer

Planmember Securities Corporation

Carpinteria, CA

Cottondale, AL

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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-06-06
  • AL RA
    APPROVED
    Since 2019-06-06

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Cottondale, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenwood IN 11/2013 03/2018
Finra Arbitrator Indianapolis IN 05/2016 07/2017
Planmember Securities Corporation Carpinteria CA 06/2019 05/2024
Chico's Fas / White House Black Market Tuscaloosa AL 11/2018 12/2022
Innovative Financial Solutions Northport AL 06/2019 05/2024
State Farm Insurance Northport AL 10/2018 06/2019
Na - Unemployed Northport AL 03/2018 10/2018
Planmember Securities Corporation Carpinteria CA 05/2024 Present
  • 11/2013 → 03/2018
    Raymond James & Associates, Inc.
    Greenwood, IN
  • 05/2016 → 07/2017
    Finra Arbitrator
    Indianapolis, IN
  • 06/2019 → 05/2024
    Planmember Securities Corporation
    Carpinteria, CA
  • 11/2018 → 12/2022
    Chico's Fas / White House Black Market
    Tuscaloosa, AL
  • 06/2019 → 05/2024
    Innovative Financial Solutions
    Northport, AL
  • 10/2018 → 06/2019
    State Farm Insurance
    Northport, AL
  • 03/2018 → 10/2018
    Na - Unemployed
    Northport, AL
  • 05/2024 → Present
    Planmember Securities Corporation
    Carpinteria, CA
Previous Registrations
  • 2013-11-13 → 2018-04-05
    Raymond James & Associates, Inc.
    Greenwood, IN
  • 2008-02-04 → 2013-11-15
    Fifth Third Securities, Inc.
    Greenwood, IN
    Camby, IN
    Indianapolis, IN
  • 2007-06-21 → 2008-02-04
    Chase Investment Services Corp.
    Indianapolis, IN
  • 2003-07-28 → 2005-09-29
    Onb Investment Services, Inc.
    Evansville, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-21
S63 Uniform Securities Agent State Law Examination 1997-03-03
  • S66 Uniform Combined State Law Examination
    2002-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-03-03
Other Names
  • Rachael Lynn Minear
  • Rachael L Schaffer
  • Rachael Lynn Wiegand

View on SEC IAPD

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Other Offices

PLANMEMBER ASSET MANAGEMENT CORPORATION · CARPINTERIA, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
VANTAGEPOINT CAPITAL PARTNERS · CARPENTERIA, CA
EDWARD JONES · CARPINTERIA, CA
EDWARD JONES · Carpinteria, CA
WAYBURY CAPITAL MANAGEMENT, LLC · CARPINTERIA, CA
LPL FINANCIAL LLC · SUMMERLAND, CA

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