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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-14
  • CA RA
    APPROVED
    Since 2020-08-14

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

28720 Roadside Drive, Suite 315, Agoura Hills, CA 91301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princess Cruises Santa Clarita CA 02/2000 02/2018
Legacy Financial Agoura Hills CA 05/2005 Present
Planmember Securities Corporation Carpinteria CA 01/2020 Present
Arman Vafi (Self Employed) Porter Ranch CA 05/2005 Present
Pacific Summit Financial Inc. Porter Ranch CA 01/2020 Present
Arman Vafi Porter Ranch CA 07/2020 Present
  • 02/2000 → 02/2018
    Princess Cruises
    Santa Clarita, CA
  • 05/2005 → Present
    Legacy Financial
    Agoura Hills, CA
  • 01/2020 → Present
    Carpinteria, CA
  • 05/2005 → Present
    Arman Vafi (Self Employed)
    Porter Ranch, CA
  • 01/2020 → Present
    Pacific Summit Financial Inc.
    Porter Ranch, CA
  • 07/2020 → Present
    Arman Vafi
    Porter Ranch, CA
Other Businesses

1) Legacy Financial- 28720 Roadside Drive, Suite 315,Agoura Hills CA 91301 ; Investment related; Insurance & investments/securities sales & services; Agent (independent); Start date 5/05; 90 hrs/mnth & during trading. 2) Arman Vafi (self employed)-20643 Vercelli Way, Porter Ranch, CA 91326; Investment related; Insurance investments sales & svcs; Independent agent; Start date 5/05; 69 hrs/mnth; 40 hrs/mnth during trading. 3) Arman Vaji (self employed)-20040 Livorno Way, Porter Ranch, CA 91326; Noninvestment related; Rental Property; Property owner/landlord; Start date 8/12; 1 hr/mnth; 0 hrs/mnth during trading. 4)Pacific Summit Financial Inc.; 20643 Vercelli Way, Porter Ranch, CA 91326; start date 01/01/20; president; Corporation for tax purposes and for the receipt of insurance commissions; 69 hrs/mo; 40 hrs/mo during trading; NIR 5)Arman Vafi; 20643 Vercelli Way Porter Ranch CA 91326; Start date 7/7/2020; Real Estate Agent; selling real estate thru Vahe Abakians (Flat Fee Inc.); 15 hrs/mo; 1 hr/mo during trading; NIR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-14
S63 Uniform Securities Agent State Law Examination 2020-02-26
  • S65 Uniform Investment Adviser Law Examination
    2020-08-14
  • S63 Uniform Securities Agent State Law Examination
    2020-02-26
Other Names
  • Sepehr Vafi
  • Arman Sepehr Vafi

View on SEC IAPD

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