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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-14 |
Branch Locations
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
28720 Roadside Drive, Suite 315, Agoura Hills, CA 91301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princess Cruises | Santa Clarita | CA | 02/2000 | 02/2018 |
| Legacy Financial | Agoura Hills | CA | 05/2005 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 01/2020 | Present |
| Arman Vafi (Self Employed) | Porter Ranch | CA | 05/2005 | Present |
| Pacific Summit Financial Inc. | Porter Ranch | CA | 01/2020 | Present |
| Arman Vafi | Porter Ranch | CA | 07/2020 | Present |
1) Legacy Financial- 28720 Roadside Drive, Suite 315,Agoura Hills CA 91301 ; Investment related; Insurance & investments/securities sales & services; Agent (independent); Start date 5/05; 90 hrs/mnth & during trading. 2) Arman Vafi (self employed)-20643 Vercelli Way, Porter Ranch, CA 91326; Investment related; Insurance investments sales & svcs; Independent agent; Start date 5/05; 69 hrs/mnth; 40 hrs/mnth during trading. 3) Arman Vaji (self employed)-20040 Livorno Way, Porter Ranch, CA 91326; Noninvestment related; Rental Property; Property owner/landlord; Start date 8/12; 1 hr/mnth; 0 hrs/mnth during trading. 4)Pacific Summit Financial Inc.; 20643 Vercelli Way, Porter Ranch, CA 91326; start date 01/01/20; president; Corporation for tax purposes and for the receipt of insurance commissions; 69 hrs/mo; 40 hrs/mo during trading; NIR 5)Arman Vafi; 20643 Vercelli Way Porter Ranch CA 91326; Start date 7/7/2020; Real Estate Agent; selling real estate thru Vahe Abakians (Flat Fee Inc.); 15 hrs/mo; 1 hr/mo during trading; NIR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-26 |
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