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Sean Patrick Haley

Planmember Securities Corporation

Carpinteria, CA

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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-01-10
  • CA RA
    APPROVED
    Since 2020-01-10

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sean Haley (Self Employed) Stevenson Ranch CA 06/2015 02/2022
Planmember Securities Corporation Carpinteria CA 10/2015 03/2019
Planmember Securities Corporation Carpinteria CA 03/2019 Present
Sean Haley Valencia CA 09/2021 Present
Vinyl River, Llc Santa Clarita CA 05/2025 09/2025
Previous Registrations
  • 2002-12-20 → 2015-04-30
    National Planning Corporation
    Sacramento, CA
    El Segundo, CA
    Fargo, ND
    Northbrook, IL
    Miramar Beach, FL
    Manhattan Beach, CA
    Lemont, IL
    Grand Rapids, MI
    Davis, IL
    Greensboro, NC
    Niles, OH
    Hanford, CA
    Denver, CO
    Golden Valley, MN
Other Businesses

1)Sean Haley; author; author and promote original works of fiction; 8 hrs/mo; 0 hrs/mo during trading; NIR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-05
  • S63 Uniform Securities Agent State Law Examination
    1997-02-05

View on SEC IAPD

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Arman Sepehr Vafi
MARILYN JOAN GERMANN

Other Offices

PLANMEMBER ASSET MANAGEMENT CORPORATION · CARPINTERIA, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
VANTAGEPOINT CAPITAL PARTNERS · CARPENTERIA, CA
EDWARD JONES · CARPINTERIA, CA
EDWARD JONES · Carpinteria, CA
WAYBURY CAPITAL MANAGEMENT, LLC · CARPINTERIA, CA
LPL FINANCIAL LLC · SUMMERLAND, CA

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