James Christian Gates

Current Employers

Employment History

• 09/2008 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 05/2017 → Present
  Superior Planning Financial Solutions Fka Calpro Network
  San Diego, CA
• 08/2017 → Present
  Gates Financial Services, Inc.
  San Diego, CA
• 09/2024 → Present
  Superior Planning Wealth Management & Family Office
  San Diego, CA
• 05/2017 → Present
  Bsa Financial Network & Insurance Services, Inc.
  San Diego, CA
• 09/2024 → Present
  Superior Planning, Llc
  San Diego, CA

Previous Registrations

• 2005-05-10 → 2007-01-31
  Legend Advisory, Llc
  San Diego, CA
• 2002-01-15 → 2005-05-10
  Lincoln Investment
  Las Vegas, NV

Other Businesses

1)Gates Financial Services, Inc.; 10085 Carroll Canyon Road Suite 150, San Diego CA 92131; Start Date 8/31/2017; Agent/Owner; Insurance and securities sales and service and tax preparation; 40 hrs/mo; 40 hrs/mo during trading; IR 2) BSA Financial Network and Insurance Services Inc. DBA Superior Planning Financial Solution (fka CALPRO Network Financial Services); 10085 Carroll Canyon Road Suite 150, San Diego CA 92131; start date 5/2017; Financial Advisor; Securities and Insurance Sales and Service; 65 hrs/mo; 40 hrs/mo during trading; IR 3) 10085 CARROL CANYON LLC; 10085 Carroll Canyon rd 150, San Diego CA 92131; Start date 5/25/2023; Owner/Member; holding company for commercial real estate including the building at 10085 Carroll Canyon in San Diego CA; 0 hrs/mo; 0 hrs/mo during trading; NIR 4) BGLS HOLDINGS LLC; 10085 Carroll Canyon Rd, San Diego CA 92131; Start date 5/15/24; Owner/Member; holding company for interest in 10085 Carroll Canyon LLC; 0 hrs/mo; 0 hrs/mo during trading; NIR 5) SUPERIOR PLANNING, LLC dba Superior Planning Wealth Management & Family Office (SPWMFO); 10085 Carroll Canyon Rd 150, San Diego CA 92131; Start Date 9/1/2024; Investment Advisor Representative; Registered Investment Advisory Firm; 40 hrs/mo; 40 hrs/mo during trading; IR

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-14
• S63 Uniform Securities Agent State Law Examination
  1997-07-08

Other Names

• Jim Gates