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2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-04 |
Branch Locations
2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2022 | 10/2022 |
| Columbus Pacific Properties | La Canada Flintridge | CA | 06/2019 | 06/2022 |
| Total Wine & More | Seattle | WA | 05/2021 | 05/2022 |
| University Of Washington | Seattle | WA | 09/2018 | 06/2022 |
| Mcdonald's | La Canada Flintridge | CA | 06/2018 | 09/2018 |
| Loyola High School | Los Angeles | CA | 08/2014 | 06/2018 |
| Thrivent Advisor Network Dba 49 Financial | Los Angeles | CA | 07/2022 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2022 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 02/2023 | Present |
| Pasadena Private Wealth, Llc | Pasadena | CA | 02/2026 | Present |
| Gt Securities, Inc. | Los Angeles | CA | 03/2026 | Present |
Board Member of Montrose Chamber of Commerce, located in Montrose, CA 91020. The business is a local chamber of commerce organization. Responsible for providing oversight, assisting with events, and supporting business development initiatives for the Chamber. Devotes approximately 4 hours per month to this activity, with no hours during securities trading hours. Activity commenced January 1, 2026. Non-investment related activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-01 |
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