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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-09-06
  • KY RA
    APPROVED
    Since 2022-09-06

Branch Locations

500 West Jefferson St., Louisville, KY 40202 • United States

Louisville, KY • United States

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcm Cpas And Advisors Llp Louisville KY 07/2019 10/2021
Mcm Cpas And Advisors Llp Louisville KY 10/2021 07/2022
Education Louisville KY 07/2012 07/2019
Baird Trust Llc Louisville KY 07/2022 Present
Mcm Cpas And Advisors Llp Louisville KY 05/2017 08/2017
Western Kentucky University Bowling Green KY 07/2018 05/2019
Western Kentucky University Bowling Green KY 09/2016 05/2018
Castle Investment Group Llc Louisville KY 06/2020 Present
Castle Capital Llc Louisville KY 06/2020 Present
  • 07/2019 → 10/2021
    Mcm Cpas And Advisors Llp
    Louisville, KY
  • 10/2021 → 07/2022
    Mcm Cpas And Advisors Llp
    Louisville, KY
  • 07/2012 → 07/2019
    Education
    Louisville, KY
  • 07/2022 → Present
    Baird Trust Llc
    Louisville, KY
  • 05/2017 → 08/2017
    Mcm Cpas And Advisors Llp
    Louisville, KY
  • 07/2018 → 05/2019
    Western Kentucky University
    Bowling Green, KY
  • 09/2016 → 05/2018
    Western Kentucky University
    Bowling Green, KY
  • 06/2020 → Present
    Castle Investment Group Llc
    Louisville, KY
  • 06/2020 → Present
    Castle Capital Llc
    Louisville, KY
Other Businesses

I am a member of two LLCs which own rental property in the City of Louisville. 1) Castle Investment Group LLC (2 member LLC) Business is investment related, we own two rental properties in Louisville Address: 6711 Bedford Ln, Louisville KY 40222 (my home address) Nature: Rental Properties Position/Title: Member/Owner Start: June 2020 Hours: Minimal (less than 5 hrs a month), we have a property manager. Hours during trading hours: None Duties: I keep the books for the company (receive rent coming in from property manager and paying expenses to the property manager who contracts any repairs). No day-to-day involvement 2) Castle Capital LLC. (I am sole member of this LLC) Business is investment related, own one rental property in Louisville Address: 6711 Bedford Ln, Louisville KY 40222 (my home address) Nature: Rental Properties Position/Title: Member/Owner Start: June 2020 Hours: Minimal (less than 5 hrs a month), I have a property manager. Hours during trading hours: None Duties: I keep the books for the company (receive rent coming in from property manager and paying expenses to the property manager who contracts any repairs). No day-to-day involvement

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-06
  • S66 Uniform Combined State Law Examination
    2022-09-06

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