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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-01-23 |
Branch Locations
10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axos Bank | Las Vegas | NV | 11/2018 | 01/2024 |
| Credit Union 1 | Las Vegas | NV | 08/2017 | 10/2018 |
| Generations Federal Credit Union | San Antonio | TX | 02/2016 | 05/2017 |
| Ubs Financial Services Inc. | Las Vegas | NV | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-03 |
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