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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-08-12 |
| MA | RA | APPROVED | 2021-08-24 |
Branch Locations
455 Winding Brook Drive, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 02/2013 | 09/2018 |
| Wells Fargo Clearing Services Llc | Worcester | MA | 09/2018 | 08/2021 |
| Lpl Financial Llc | Worcester | MA | 08/2021 | Present |
1. 8/19/2021 - Rotary Club of Worcester - Not Investment Related - Worcester Rotary Club. P.O. Box 3413. Worcester, MA. 01613 - Director - Started 7/2021 - 2 Hours Per Month. 2. 8/31/2021 - Gateway Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/25/2021 - 1 Hour Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-06 |
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