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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Larkspur | CA | 05/2012 | 01/2024 |
| Osaic Wealth, Inc. | Mill Valley | CA | 01/2024 | Present |
1) GRIFFIN BARASH POSITION: Owner NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/10/2010 ADDRESS: 1 Belvedere Dr., Ste 101, Mill Valley CA 94941, United States DESCRIPTION: Fixed insurance research/sales when applicable
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-30 |
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