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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-02
  • NC RA
    APPROVED
    Since 2025-01-02

Branch Locations

2225 Lexington Rd, Louisville, KY 40206 • United States

3604 Shannon Road Suite 105, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2022 01/2025
Northwestern Mutual Investment Services Llc Raleigh NC 07/2022 01/2025
Brookshire Grocery Company Shreveport LA 11/2020 Present
Diamond Realty And Associates Llc Bossier City LA 05/2022 Present
Harris Teeter Raleigh NC 06/2009 11/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2022 01/2025
Private Client Services Durham NC 01/2025 Present
  • 07/2022 → 01/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2022 → 01/2025
    Raleigh, NC
  • 11/2020 → Present
    Brookshire Grocery Company
    Shreveport, LA
  • 05/2022 → Present
    Diamond Realty And Associates Llc
    Bossier City, LA
  • 06/2009 → 11/2020
    Harris Teeter
    Raleigh, NC
  • 10/2022 → 01/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2025 → Present
    Private Client Services
    Durham, NC
Previous Registrations
Other Businesses

1) 129 Andrew Pl. 29 Andrew Pl, Bossier City, LA 71111. Investment property. Owner, collect rents assist in managing property. 0-5 hrs/mo; 0-5 hrs during trading hrs. 2) Built 2 Clean. 2032 Curry Meadow Way, Durham, NC 27703. Housekeeping business for residential and commercial cleaning. Helping with business planning, pricing and overall structure. 0 hrs/mo. Not investment related. 3) C Squared Renovations. 2032 Curry Meadow Way, Durham, NC 27703. Renovate homes and build new homes. Investor capital. 0-5 hrs/mo; 0-5 during trading hrs. Investment related. 4) EEAC Construction. 2032 Curry Meadow Way, Durham, NC 27703. Renovate homes and build new homes. Capital partners and help with strategy around development. 0-5 hrs/mo; 0-5 during trading hrs. Investment related. 5) Insurance Brokerage. 3016 Shannon Road, Suite 105, Durham, NC 27707. Sales for insurance products such as life, long term care, disability and annuities. Owner. 5-10 hrs/mo; 5-10 during trading hrs. Investment related. 6) 307 Conrad Lane. 307 Conrad Lane, Wake Forest, NC 27587. Investment property. Owner. 0-5 hrs/mo; 0-5 during trading hrs. Investment related. 7) 609 Saint Vincent Drive. 609 Saint Vincent Drive, Wilmington, NC 28412. Investment property. Owner, collect rents assist in managing property. 0-5 hrs/mo; 0-5 during trading hrs. 8) 2121 Stradivarius Lane. 2121 Stradivarius Lane, Carrolton, TX 75007. Investment property. Owner, collect rents assist in managing property. 0-5 hrs/mo; 0-5 during trading hrs. Investment related. 9) MBL Holdings. 2032 Curry Meadow Way, Durham, NC 27703. Holding company for commercial real estate. Owner. 0-5 hrs/mo; 0-5 during trading hrs. Investment related. 10) Health insurance sales. Selling health insurance and doing health insurance reviews. Sales rep, helping clients get policies and review contracts. 5 hrs/mo; 5 during trading hrs. Not investment related. 11) Connor Low; not investment-related; 2032 Curry Meadow Way, Durham, NC 27703; this business provides professional coaching services focused on personal development, goal setting, and general life and career organization. Services are educational and motivational in nature and are not intended to provide legal, tax, or investment advice; owner and coach, providing one-on-one services; start date 01/2026; 3 hours per month; 2 hours per month during trading hours. 12) Connor Low; not investment-related; 2032 Curry Meadow Way, Durham, NC 27703; professional income tax preparation, filing, and compliance services for individuals and small businesses, including federal and state returns, tax reporting assistance, and ongoing tax support; owner and enrolled agent; start date 01/2026; 10 hours per month; 5 hours per month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-14
S63 Uniform Securities Agent State Law Examination 2022-09-10
  • S65 Uniform Investment Adviser Law Examination
    2023-02-14
  • S63 Uniform Securities Agent State Law Examination
    2022-09-10
Other Names
  • Connor Low

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