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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-18 |
| CT | RA | APPROVED | 2023-03-10 |
Branch Locations
2319 Whitney Avenue Suite 5C, Hamden, CT 06518 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Hamden | CT | 06/2022 | Present |
| Massmutual Life Insurance Co | Hamden | CT | 04/2022 | Present |
| State Farm Insurance | Cheshire | CT | 09/2008 | 03/2023 |
(1) Name: Dan Grove, Insurance Agent Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, long-term care, fixed annuities, health Position: Agent Start: 06/10/2022 No hrs/mo: 10 No hrs/mo dur trading: 10 Duties: Sales and service of insurance products. (2) Name: Grove Street Financial Inv Rel: Y Add: 2319 Whitney Ave, Hamden CT 06518 Nature: Owner of LLC used for Pass Through Compensation Position: Owner/Partner Start Date: 03/30/2026 No Hrs/Mo: 160 No/Hrs Mo dur trading: 6 Describe Duties: Partner of Grove Street Financial. As a partner duties would include paying over head, balancing the books, and client facing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-16 |
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