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Nicholas James Yacovone

Commonwealth Financial Network

Glastonbury, CT

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-01-02
  • CT RA
    APPROVED
    Since 2024-01-02

Branch Locations

200 Glastonbury Blvd Suite 101, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usi Advisors Glastonbury CT 08/2019 01/2021
Usi Advisors Glastonbury CT 01/2021 04/2022
Heritage Capital Advisors Glastonbury CT 04/2022 05/2026
Roger Williams University Bristol RI 09/2015 05/2019
Harry's Pizza Glastonbury CT 06/2019 08/2019
Commonwealth Financial Network Waltham MA 04/2022 05/2026
Commonwealth Financial Network Waltham MA 05/2026 Present
Heritage Capital Advisors Glastonbury CT 05/2026 Present
  • 08/2019 → 01/2021
    Usi Advisors
    Glastonbury, CT
  • 01/2021 → 04/2022
    Usi Advisors
    Glastonbury, CT
  • 04/2022 → 05/2026
    Heritage Capital Advisors
    Glastonbury, CT
  • 09/2015 → 05/2019
    Roger Williams University
    Bristol, RI
  • 06/2019 → 08/2019
    Harry's Pizza
    Glastonbury, CT
  • 04/2022 → 05/2026
    Commonwealth Financial Network
    Waltham, MA
  • 05/2026 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 05/2026 → Present
    Heritage Capital Advisors
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-30
  • S66 Uniform Combined State Law Examination
    2023-11-30
Other Names
  • Nick James Yacovone

View on SEC IAPD

Other Firms

USI ADVISORS
USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

More in Glastonbury, CT

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