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Shane Lee Sides

LPl Financial LLC

Casper, WY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-19
WY RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2024-08-19
  • WY RA
    APPROVED
    Since 2021-07-21

Branch Locations

152 N Durbin St Ste 420, Casper, WY 82601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Casper WY 11/1998 Present
Various Insurance Carriers For W & R Insurance Agencies Bar Nunn WY 05/1999 Present
Midwest Welding And Machine Inc. Casper WY 01/2007 Present
T.I.53 Llc Bar Nunn WY 12/2014 Present
Hargrove And Sides Llc Casper WY 02/2019 Present
Lpl Financial Llc Casper WY 07/2021 Present
  • 11/1998 → Present
    Waddell & Reed, Inc.
    Casper, WY
  • 05/1999 → Present
    Various Insurance Carriers For W & R Insurance Agencies
    Bar Nunn, WY
  • 01/2007 → Present
    Midwest Welding And Machine Inc.
    Casper, WY
  • 12/2014 → Present
    T.I.53 Llc
    Bar Nunn, WY
  • 02/2019 → Present
    Hargrove And Sides Llc
    Casper, WY
  • 07/2021 → Present
    Casper, WY
Previous Registrations
  • 2002-10-04 → 2021-07-21
    Waddell & Reed
    Rapid City, SD
    Ft. Collins, CO
    Casper, WY
    Casper, WY
    Las Vegas, NV
Other Businesses

1- 09/2006 / Midwest Welding and Machine / Outside/W-2 Employment / 6 HR MNTH & 6 HR During Trading / Non Investment Related / Casper ,WY 82604 2- 12/2014 / T.I. 53 LLC / Real Estate Rental / 5600 W. Yellowstone Hwy, Casper, WY 82604 / 1 HR MNTH / Investment Related / Casper, WY 82604 3- 01/2019 / Hargrove and Sides LLC / Business Entity For Tax/Investment Purposes Only / Investment Related / Casper, WY 82604

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-11
S63 Uniform Securities Agent State Law Examination 1999-01-28
  • S65 Uniform Investment Adviser Law Examination
    2002-07-11
  • S63 Uniform Securities Agent State Law Examination
    1999-01-28
Other Names
  • Shane Sides

View on SEC IAPD

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