Best Investors Account Sign in

Livia Grace Sullivan

Raymond James & Associates, Inc.

Louisville, KY

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-07-20
  • KY RA
    APPROVED
    Since 2023-07-20

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Louisville KY 05/2022 Present
Hoosier Hills Credit Union Bedford IN 08/2020 05/2022
Unemployed/Student Paoli IN 03/2020 08/2020
French Lick Resort And Casino French Lick IN 02/2018 03/2020
Student Paoli IN 01/2013 02/2018
  • 05/2022 → Present
    Raymond James & Associates, Inc.
    Louisville, KY
  • 08/2020 → 05/2022
    Hoosier Hills Credit Union
    Bedford, IN
  • 03/2020 → 08/2020
    Unemployed/Student
    Paoli, IN
  • 02/2018 → 03/2020
    French Lick Resort And Casino
    French Lick, IN
  • 01/2013 → 02/2018
    Student
    Paoli, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-18
  • S66 Uniform Combined State Law Examination
    2023-07-18

View on SEC IAPD

Other Firms

MORGAN STANLEY
WAYCROSS GP, LLC
WAYCROSS PARTNERS, LLC
PNC WEALTH MANAGEMENT LLC
KESTRA ADVISORY SERVICES, LLC
LPL FINANCIAL LLC
LANIER ASSET MANAGEMENT, LLC
ADVANTAGE INVESTMENT MANAGEMENT

Other Investors

REBECCA ANN LOVAN
Donald R Dentinger
MAYNARD EDWIN HOPPER
DEONNA STARGEL COLVIN
James Earl Groves
WHITNEY B WOODFORD
Bruce Mckiernan White
WILLIAM JOHNATHAN HENDERSON

Other Offices

MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor