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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-21 |
| TX | RA | APPROVED | 2025-03-21 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East West Bank | Beverly Hills | CA | 07/2021 | 09/2022 |
| East West Bank | Pasadena | CA | 01/2023 | 10/2023 |
| Santa Monica College | Santa Monica | CA | 09/2016 | 06/2018 |
| Uc Santa Barbara | Santa Barbara | CA | 09/2018 | 12/2020 |
| Unemployed | Arcadia | CA | 12/2020 | 06/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 07/2023 | 10/2023 |
| Cetera Investment Advisers Llc | Pasadena | CA | 11/2023 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 08/2024 | 03/2025 |
| East West Bank | Pasadena | CA | 11/2023 | 08/2024 |
| East West Bank | Beverly Hills | CA | 10/2022 | 12/2022 |
| Bank Of America, N.A. | Pasadena | CA | 09/2024 | 03/2025 |
| Morgan Stanley | Pasadena | CA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-27 |
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