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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-06
  • OH RA
    APPROVED
    Since 2025-01-06

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

8044 Montgomery Street, Suite 640, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Cincinnati OH 03/2023 11/2024
United States Navy Imperial Beach CA 01/2014 07/2019
University Of Cincinnati Cincinnati OH 07/2019 12/2022
Park Avenue Securities Cincinnati OH 03/2024 11/2024
Guardian Life Insurance Company Norwood OH 03/2024 11/2024
Park Avenue Securities Norwood OH 03/2024 11/2024
Lpl Financial Llc Cincinnati OH 01/2025 Present
Global Retirement Partners, Llc San Rafael CA 01/2025 Present
  • 03/2023 → 11/2024
    Guardian Life Insurance Company
    Cincinnati, OH
  • 01/2014 → 07/2019
    United States Navy
    Imperial Beach, CA
  • 07/2019 → 12/2022
    University Of Cincinnati
    Cincinnati, OH
  • 03/2024 → 11/2024
    Park Avenue Securities
    Cincinnati, OH
  • 03/2024 → 11/2024
    Guardian Life Insurance Company
    Norwood, OH
  • 03/2024 → 11/2024
    Park Avenue Securities
    Norwood, OH
  • 01/2025 → Present
    Lpl Financial Llc
    Cincinnati, OH
  • 01/2025 → Present
    San Rafael, CA
Previous Registrations
Other Businesses

1) 12/2024 - HUB INTERNATIONAL / Outside/W-2 Employment / Non Inv. Related / CINCINNATI, OH 45236 / Start date 12/03/2024 - 160 Hrs per month - 100% Time Spent 2) 12/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 160 Hrs per month - 100% Time Spent 3) 01/08/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:12/3/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 4) 01/08/2025 - GLOBAL RETIREMENT PARTNERS - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:12/3/2024 - 160 Hrs/Mth - 8 Hrs During Trading.I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
  • S66 Uniform Combined State Law Examination
    2024-08-23
Other Names
  • Chris Warner

View on SEC IAPD

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