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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-06 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
8044 Montgomery Street, Suite 640, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Cincinnati | OH | 03/2023 | 11/2024 |
| United States Navy | Imperial Beach | CA | 01/2014 | 07/2019 |
| University Of Cincinnati | Cincinnati | OH | 07/2019 | 12/2022 |
| Park Avenue Securities | Cincinnati | OH | 03/2024 | 11/2024 |
| Guardian Life Insurance Company | Norwood | OH | 03/2024 | 11/2024 |
| Park Avenue Securities | Norwood | OH | 03/2024 | 11/2024 |
| Lpl Financial Llc | Cincinnati | OH | 01/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 01/2025 | Present |
1) 12/2024 - HUB INTERNATIONAL / Outside/W-2 Employment / Non Inv. Related / CINCINNATI, OH 45236 / Start date 12/03/2024 - 160 Hrs per month - 100% Time Spent 2) 12/2024 - HUB RETIREMENT AND WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 160 Hrs per month - 100% Time Spent 3) 01/08/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:12/3/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 4) 01/08/2025 - GLOBAL RETIREMENT PARTNERS - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:12/3/2024 - 160 Hrs/Mth - 8 Hrs During Trading.I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-23 |
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