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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Palm Beach Gardens | FL | 04/2022 | 02/2023 |
| Jpmorgan Chase Bank, N.A. | Palm Beach Gardens | FL | 04/2022 | 02/2023 |
| Army | Fort Carson | CO | 08/2001 | 04/2022 |
| Raymond James & Associates | Boca Raton | FL | 03/2023 | 03/2026 |
| National Life Group | Latham | NY | 03/2026 | Present |
| Equity Services Inc | Montpelier | VT | 03/2026 | Present |
*THOROUGHBRED ADVISORS,421 TROY SCHENECTADY RD,LATHAM,NY 12110,03/15/2026,ONGOING,INV REL,DURING TRD/HRS,INSURANCE,AGENT,50%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-19 |
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