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Thomas Charles Sullinger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Toledo, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-26
OH RA APPROVED 2023-03-10
  • TX RA
    APPROVED
    Since 2023-04-26
  • OH RA
    APPROVED
    Since 2023-03-10

Branch Locations

4908 Whiteford Rd, Toledo, OH 43623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toledo OH 04/2022 Present
Quail Ridge Country Club Boynton Beach FL 11/2021 03/2022
University Of Cincinnati Cincinnati OH 08/2017 04/2021
St. John's Jesuit Toledo OH 08/2013 05/2017
Professional Golf Sylvania OH 05/2021 07/2022
Bank Of America, N.A. Toledo OH 12/2022 Present
  • 04/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Toledo, OH
  • 11/2021 → 03/2022
    Quail Ridge Country Club
    Boynton Beach, FL
  • 08/2017 → 04/2021
    University Of Cincinnati
    Cincinnati, OH
  • 08/2013 → 05/2017
    St. John's Jesuit
    Toledo, OH
  • 05/2021 → 07/2022
    Professional Golf
    Sylvania, OH
  • 12/2022 → Present
    Bank Of America, N.A.
    Toledo, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-03
  • S66 Uniform Combined State Law Examination
    2023-03-03
Other Names
  • Tommy Sullinger
  • Thomas C Sullinger

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · TOLEDO, OH
CETERA INVESTMENT ADVISERS LLC · TOLEDO, OH
GURNEE GROUP, LLC · TOLEDO, OH
OSAIC WEALTH, INC. · TOLEDO, OH
EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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