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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2006-08-21 |
| TX | RA | APPROVED | 2006-08-21 |
| CA | RA | APPROVED | 2006-05-22 |
Branch Locations
4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, Lp | La Jolla | CA | 02/2002 | Present |
| Alps Distributors, Inc | Denver | CO | 09/2015 | 07/2024 |
| Foreside Fund Services, Llc | La Jolla | CA | 07/2024 | Present |
1) Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Sales; Director, National Accounts; Start Date 2/2002; 160 hours per month; Service intermediaries 2) Bregante Properties LLC; Non Investment Related; San Diego, CA; Rental Properties; Agent; Start Date 2/2011; 5 hours per month; run the LLC which contains three properties
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-06-06 |
| S65 | Uniform Investment Adviser Law Examination | 2005-12-06 |
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