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Tai Welty Nguyen

Charles Schwab & Co., Inc.

Bee Cave, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-19
  • TX RA
    APPROVED
    Since 2023-09-19

Branch Locations

12532 Fm 2244, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nrh20 Family Waterpark North Richland Hills TX 05/2017 09/2017
North Richland Hills Recreation North Richland Hills TX 03/2018 11/2021
The University Of Texas At Austin Austin TX 09/2020 11/2021
Charles Schwab & Co., Inc. Bee Cave TX 06/2023 Present
Full-Time Education North Richland Hills TX 07/2016 06/2023
Charles Schwab Bank, Ssb Bee Cave TX 03/2024 Present
  • 05/2017 → 09/2017
    Nrh20 Family Waterpark
    North Richland Hills, TX
  • 03/2018 → 11/2021
    North Richland Hills Recreation
    North Richland Hills, TX
  • 09/2020 → 11/2021
    The University Of Texas At Austin
    Austin, TX
  • 06/2023 → Present
    Charles Schwab & Co., Inc.
    Bee Cave, TX
  • 07/2016 → 06/2023
    Full-Time Education
    North Richland Hills, TX
  • 03/2024 → Present
    Charles Schwab Bank, Ssb
    Bee Cave, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-15
  • S66 Uniform Combined State Law Examination
    2023-09-15
Other Names
  • Tai Nguyen

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · BEE CAVE, TX
&PARTNERS · Bee Cave, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEE CAVE, TX
CHIMNEY ROCK EQUITY PARTNERS · AUSTIN, TX
COMPENDIUM WEALTH ADVISORS, LLC · AUSTIN, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bee Cave, TX
LPL FINANCIAL LLC · BEE CAVE, TX
PEAK ROCK CAPITAL LLC · AUSTIN, TX

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