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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-08
  • CA RA
    APPROVED
    Since 2023-02-08

Branch Locations

21250 Hawthorne Blvd Ste 500, Torrance, CA 90503 • United States

Rancho Palos Verdes, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dragonfly Thai Rolling Hills Estates CA 02/2020 Present
Lifepoint Wealth Management Inc Rancho Palos Verdes CA 04/2022 Present
Unemployed Rancho Palos Verdes CA 06/2019 02/2020
Palos Verdes Peninsula High School Rolling Hills Estates CA 09/2016 06/2019
Unemployed Rancho Palos Verdes CA 06/2016 09/2016
Lpl Financial Llc Rancho Palos Verdes CA 04/2022 Present
  • 02/2020 → Present
    Dragonfly Thai
    Rolling Hills Estates, CA
  • 04/2022 → Present
    Lifepoint Wealth Management Inc
    Rancho Palos Verdes, CA
  • 06/2019 → 02/2020
    Unemployed
    Rancho Palos Verdes, CA
  • 09/2016 → 06/2019
    Palos Verdes Peninsula High School
    Rolling Hills Estates, CA
  • 06/2016 → 09/2016
    Unemployed
    Rancho Palos Verdes, CA
  • 04/2022 → Present
    Rancho Palos Verdes, CA
Other Businesses

1) 01/23/2023 - LifePoint Wealth Management Inc - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/28/2025- DRAGONFLY THAI- Outside/W-2 Employment- Not INV Related- At Estates, CA- Start date 02/03/2025- 12 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-04
  • S66 Uniform Combined State Law Examination
    2023-02-04
Other Names
  • Devon Uy

View on SEC IAPD

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