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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-01-02
  • NV RA
    APPROVED
    Since 2026-01-02

Branch Locations

8875 W. Flamingo Rd. Suite 200, Las Vegas, NV 89147 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Las Vegas NV 03/2022 Present
Wfgia Las Vegas NV 10/2020 Present
Keller Williams Relaty Las Vegas NV 11/2017 Present
Qamp;D Construction Sparks NV 01/2016 12/2017
Nathan D Elser Llc North Las Vegas NV 01/2020 Present
Viking Rei Las Vegas NV 01/2024 Present
Netlaw, Inc. Louisville KY 09/2025 Present
  • 03/2022 → Present
    Transamerica Financial Advisors, Inc
    Las Vegas, NV
  • 10/2020 → Present
    Wfgia
    Las Vegas, NV
  • 11/2017 → Present
    Keller Williams Relaty
    Las Vegas, NV
  • 01/2016 → 12/2017
    Qamp;D Construction
    Sparks, NV
  • 01/2020 → Present
    Nathan D Elser Llc
    North Las Vegas, NV
  • 01/2024 → Present
    Viking Rei
    Las Vegas, NV
  • 09/2025 → Present
    Netlaw, Inc.
    Louisville, KY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. KELLER WILLIAMS RELATY/Investment Related - Yes/9420 W Sahara St. Las Vegas NV 89117. 702-212-2222/Real state sales for the state of Nevada/Realtor/11.2017/60/2/Handle real estate sales for the state of Nevada NATHAN D ELSER LLC/Investment Related - No/4346 Luster Ave North Las Vegas, NV 89084 775-303-6614/Established LLC for tax purposes/Owner/1.20/0/0/Established for tax purposes for my real estate company VIKING REI POSITION: Owner/Broker NATURE: Real Estate Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2024 ADDRESS: 7251 W Lake Mead Blvd Suite 300, Las Vegas NV 89128, United States DESCRIPTION: Help my existing real estate clients buy and sell real estate. NETLAW, INC. POSITION: Connecting Agent NATURE: Estate Planning Tool INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 12910 Shelbyville Road, Suite 124, Louisville KY 40243, United States DESCRIPTION: I will be using this tool to help my financial advisory clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-08
S63 Uniform Securities Agent State Law Examination 2022-12-08
  • S65 Uniform Investment Adviser Law Examination
    2023-11-08
  • S63 Uniform Securities Agent State Law Examination
    2022-12-08

View on SEC IAPD

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