Alice Baick

Yorba Linda, CA

Claim This Profile

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-10
CA	RA	APPROVED	2022-05-25

TX RA
APPROVED

Since 2025-06-10
CA RA
APPROVED

Since 2022-05-25

Branch Locations

18621 Yorba Linda Blvd, Yorba Linda, CA 92886-4136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2022	Present
Tk Elevator	Denver	CO	12/2014	02/2022

03/2022 → Present

Edward Jones

St Louis, MO
12/2014 → 02/2022

Tk Elevator

Denver, CO

Other Businesses

Wind Rivers Condominium Assoc. Type: Date: 06/03/24 Title: Board Member Trad Hrs: 0 Tot Hrs: 0 Desc: HOA Board member City-State: Saratoga CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-24

S66 Uniform Combined State Law Examination

2022-05-24

Other Names

Alice Yeonna Baick

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

EAGLE STRATEGIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

Laura Lynn Schroeder

KONSTANTINOS PANAYIOTIS GREGORY

Christopher Alan Rouzaud

Jackie Yee Man Lewis

ROBERT HUGH MAULDIN

Other Offices

EDWARD JONES · YORBA LINDA, CA

J.P. MORGAN SECURITIES LLC · YORBA LINDA, CA

CITIGROUP GLOBAL MARKETS INC. · Yorba Linda, CA

EAGLE STRATEGIES LLC · YORBA LINDA, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · YORBA LINDA, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANAHEIM, CA

J.P. MORGAN SECURITIES LLC · ANAHEIM HILLS, CA

OSAIC WEALTH, INC. · YORBA LINDA, CA

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