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Brian L Zhu

Cetera Investment Advisers LLC

Pasadena, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-18
  • CA RA
    APPROVED
    Since 2026-02-18

Branch Locations

135 N Los Robles Avenue, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucla Los Angeles CA 07/2016 10/2018
China Southern Airline Los Angeles CA 10/2018 10/2019
Bank Of The West Rosemead CA 10/2019 07/2021
East West Bank Pasadena CA 07/2021 Present
Cetera Investment Services Llc St Cloud MN 06/2023 Present
Cetera Investment Advisers Llc Pasadena CA 02/2026 Present
  • 07/2016 → 10/2018
    Ucla
    Los Angeles, CA
  • 10/2018 → 10/2019
    China Southern Airline
    Los Angeles, CA
  • 10/2019 → 07/2021
    Bank Of The West
    Rosemead, CA
  • 07/2021 → Present
    East West Bank
    Pasadena, CA
  • 06/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2026 → Present
    Cetera Investment Advisers Llc
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-15
S63 Uniform Securities Agent State Law Examination 2025-11-29
  • S65 Uniform Investment Adviser Law Examination
    2026-02-15
  • S63 Uniform Securities Agent State Law Examination
    2025-11-29

View on SEC IAPD

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